Governance patterns for autonomous AI agents in regulated financial services — DEFCON state machine, Sovereign Veto, Audit Chain, EU AI Act mapping
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Updated
Jun 9, 2026 - Python
Governance patterns for autonomous AI agents in regulated financial services — DEFCON state machine, Sovereign Veto, Audit Chain, EU AI Act mapping
Governance patterns for autonomous AI agents at SEC-registered investment advisers (Advisers Act §206 fiduciary regime). Five corrected primitives + seven adviser-native controls; primary-source-verified obligation map; golden corpus of real SEC enforcement actions.
Governance patterns for autonomous AI agents in health-insurance / payer operations — UM, prior auth, claims/appeals. Aligned to the NAIC Model Bulletin framework. Reference IP; makes no medical-necessity determination.
The Autonomy Ladder™ family — six DOI-archived governance libraries for autonomous AI in regulated operations (banking · payments · payer · private capital · CRE · cross-vertical FS). Start here.
Governance patterns for autonomous AI agents in regulated banking: five corrected primitives + tested model-risk effective-challenge & ECOA/Reg B adverse-action controls + a no-bundled-list sanctions workflow. Reference IP — MIT/Apache-2.0.
Governance patterns for autonomous AI agents in regulated payments — OFAC screening, BSA/AML, Reg E, and a first-class rail-finality / irreversibility dimension. Reference IP (MIT).
Nine MIT-licensed governance patterns for AI in commercial real estate — Fair-Housing Pre-Flight, Lease Provenance, Tenant PII Residency, Autonomy Ladder. Durable artifacts, not slideware. Companion to finserv-agent-audit.
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