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AML Case Study 2

Investigation of Suspected Structuring (Smurfing) to Avoid Cash Transaction Reporting

Overview

This case study demonstrates a fictional AML investigation involving suspected structuring (smurfing). It explains how repeated cash deposits below reporting thresholds were identified through transaction monitoring and assessed using a risk-based AML investigation approach.

Objective

To demonstrate the investigation process for identifying potential structuring activities, assessing customer risk, reviewing supporting information, documenting findings, and recommending appropriate compliance actions.

Skills Demonstrated

  • Anti-Money Laundering (AML)
  • Transaction Monitoring
  • Structuring (Smurfing)
  • Customer Due Diligence (CDD)
  • Enhanced Due Diligence (EDD)
  • Risk Assessment
  • Red Flag Identification
  • Compliance Investigation
  • Financial Crime Analysis

Files Included

  • AML_CS_002_Structuring_Smurfing_Investigation.pdf
  • README.md

Disclaimer

This case study is fictional and has been created solely for educational and portfolio purposes. It does not represent any real customer, financial institution, or investigation.

About

A fictional AML investigation case study demonstrating the identification and analysis of suspected structuring (smurfing) activities through transaction pattern analysis, customer due diligence, red flag identification, risk assessment, and compliance recommendations for educational and portfolio purposes.

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