|
| 1 | +from __future__ import annotations |
| 2 | + |
| 3 | +import importlib.util |
| 4 | +import json |
| 5 | +import math |
| 6 | +import sys |
| 7 | +import unittest |
| 8 | +from pathlib import Path |
| 9 | + |
| 10 | +ROOT = Path(__file__).resolve().parents[1] |
| 11 | +SCRIPTS = ROOT / "scripts" |
| 12 | +AS_OF = "2026-08-05T12:00:00Z" |
| 13 | + |
| 14 | + |
| 15 | +def _load_module(name: str): |
| 16 | + spec = importlib.util.spec_from_file_location(name, SCRIPTS / f"{name}.py") |
| 17 | + module = importlib.util.module_from_spec(spec) |
| 18 | + assert spec.loader is not None |
| 19 | + sys.modules[spec.name] = module |
| 20 | + spec.loader.exec_module(module) |
| 21 | + return module |
| 22 | + |
| 23 | + |
| 24 | +deployment_bundle_contract = _load_module("deployment_bundle_contract") |
| 25 | +activation_contract = _load_module("activation_contract") |
| 26 | +reconciliation_record_contract = _load_module("reconciliation_record_contract") |
| 27 | + |
| 28 | + |
| 29 | +class ControlContractCompositionTest(unittest.TestCase): |
| 30 | + @staticmethod |
| 31 | + def _sha(character: str) -> str: |
| 32 | + return character * 64 |
| 33 | + |
| 34 | + @staticmethod |
| 35 | + def _revision(character: str) -> str: |
| 36 | + return character * 40 |
| 37 | + |
| 38 | + def _bundle(self, *, platform: str = "interactive-brokers") -> dict[str, object]: |
| 39 | + bundle: dict[str, object] = { |
| 40 | + "schema": "qsl.deployment_bundle.v1", |
| 41 | + "bundle_id": f"bundle.synthetic.{platform}.20260805", |
| 42 | + "created_at": "2026-08-05T08:00:00Z", |
| 43 | + "digest_algorithm": "sha256", |
| 44 | + "strategy": { |
| 45 | + "id": "synthetic-strategy", |
| 46 | + "source_id": "synthetic-strategy-source", |
| 47 | + "revision": self._revision("a"), |
| 48 | + "artifact_sha256": self._sha("b"), |
| 49 | + }, |
| 50 | + "profile": { |
| 51 | + "id": "synthetic-profile", |
| 52 | + "revision": self._revision("c"), |
| 53 | + "artifact_sha256": self._sha("d"), |
| 54 | + }, |
| 55 | + "config": { |
| 56 | + "id": "synthetic-config", |
| 57 | + "revision": self._revision("e"), |
| 58 | + "artifact_sha256": self._sha("f"), |
| 59 | + }, |
| 60 | + "evidence": { |
| 61 | + "id": "synthetic-evidence", |
| 62 | + "revision": self._revision("1"), |
| 63 | + "artifact_sha256": self._sha("2"), |
| 64 | + }, |
| 65 | + "target": {"id": f"synthetic-{platform}", "platform_id": platform}, |
| 66 | + "dependencies": { |
| 67 | + "qpk": {"id": "quant-platform-kit", "revision": self._revision("3"), "artifact_sha256": self._sha("4")}, |
| 68 | + "strategy": {"id": "synthetic-strategy-source", "revision": self._revision("a"), "artifact_sha256": self._sha("5")}, |
| 69 | + "pipeline": {"id": "synthetic-pipeline", "revision": self._revision("6"), "artifact_sha256": self._sha("7")}, |
| 70 | + "platform": {"id": platform, "revision": self._revision("8"), "artifact_sha256": self._sha("9")}, |
| 71 | + }, |
| 72 | + } |
| 73 | + bundle["bundle_sha256"] = deployment_bundle_contract.calculate_bundle_sha256(bundle) |
| 74 | + return bundle |
| 75 | + |
| 76 | + def _activation(self, bundle: dict[str, object]) -> dict[str, object]: |
| 77 | + activation: dict[str, object] = { |
| 78 | + "schema": "qsl.activation.v1", |
| 79 | + "activation_id": "activation.synthetic.disabled.20260805", |
| 80 | + "created_at": "2026-08-05T09:00:00Z", |
| 81 | + "digest_algorithm": "sha256", |
| 82 | + "contract_only": True, |
| 83 | + "deployment_bundle": { |
| 84 | + "schema": bundle["schema"], |
| 85 | + "bundle_id": bundle["bundle_id"], |
| 86 | + "bundle_sha256": bundle["bundle_sha256"], |
| 87 | + }, |
| 88 | + "stage": "DISABLED", |
| 89 | + "effective_at": "2026-08-05T10:00:00Z", |
| 90 | + "expires_at": "2026-08-05T18:00:00Z", |
| 91 | + "human_authority": { |
| 92 | + "stage": "DISABLED", |
| 93 | + "authority_id": "synthetic-human-authority.disabled.20260805", |
| 94 | + "authority_version": "v1", |
| 95 | + "authority_receipt_sha256": self._sha("c"), |
| 96 | + }, |
| 97 | + "target": { |
| 98 | + "platform": bundle["target"]["platform_id"], |
| 99 | + "repository": "QuantStrategyLab/InteractiveBrokersPlatform", |
| 100 | + "revision": bundle["dependencies"]["platform"]["revision"], |
| 101 | + "environment": "synthetic-disabled", |
| 102 | + "account_alias": "synthetic-research", |
| 103 | + "account_digest_sha256": self._sha("d"), |
| 104 | + }, |
| 105 | + } |
| 106 | + activation["activation_sha256"] = activation_contract.calculate_activation_sha256(activation) |
| 107 | + return activation |
| 108 | + |
| 109 | + def _composition(self) -> tuple[dict[str, object], dict[str, object], dict[str, object]]: |
| 110 | + bundle = self._bundle() |
| 111 | + activation = self._activation(bundle) |
| 112 | + record = reconciliation_record_contract.build_missing_record( |
| 113 | + record_id="reconciliation.synthetic.disabled.20260805", |
| 114 | + produced_at="2026-08-05T11:00:00Z", |
| 115 | + expires_at="2026-08-05T17:00:00Z", |
| 116 | + expected_bundle=bundle, |
| 117 | + expected_activation=activation, |
| 118 | + as_of=AS_OF, |
| 119 | + ) |
| 120 | + return bundle, activation, record |
| 121 | + |
| 122 | + def _validate(self, bundle, activation, record): |
| 123 | + deployment_bundle_contract.validate_bundle(bundle) |
| 124 | + activation_contract.validate_activation(activation, expected_bundle=bundle, as_of=AS_OF) |
| 125 | + return reconciliation_record_contract.validate_reconciliation_record( |
| 126 | + record, |
| 127 | + expected_bundle=bundle, |
| 128 | + expected_activation=activation, |
| 129 | + as_of=AS_OF, |
| 130 | + ) |
| 131 | + |
| 132 | + def test_synthetic_disabled_composition_is_exact_and_deterministic(self): |
| 133 | + bundle, activation, record = self._composition() |
| 134 | + validated = self._validate(bundle, activation, record) |
| 135 | + self.assertEqual(activation["stage"], "DISABLED") |
| 136 | + self.assertTrue(activation["contract_only"]) |
| 137 | + self.assertEqual(record["status"], "MISSING") |
| 138 | + self.assertTrue(record["contract_only"]) |
| 139 | + self.assertEqual( |
| 140 | + record["assertions"], |
| 141 | + { |
| 142 | + "apply_performed": False, |
| 143 | + "config_sync_performed": False, |
| 144 | + "runtime_mutation_performed": False, |
| 145 | + "runtime_active_verified": False, |
| 146 | + "fills_verified": False, |
| 147 | + "capital_use_verified": False, |
| 148 | + }, |
| 149 | + ) |
| 150 | + self.assertEqual(validated["deployment_bundle"]["bundle_sha256"], bundle["bundle_sha256"]) |
| 151 | + self.assertEqual(validated["activation"]["activation_sha256"], activation["activation_sha256"]) |
| 152 | + self.assertEqual(validated["expected_identity"]["deployment_bundle_sha256"], bundle["bundle_sha256"]) |
| 153 | + self.assertEqual(validated["expected_identity"]["activation_sha256"], activation["activation_sha256"]) |
| 154 | + self.assertEqual( |
| 155 | + deployment_bundle_contract.calculate_bundle_sha256(bundle), |
| 156 | + deployment_bundle_contract.calculate_bundle_sha256(dict(reversed(bundle.items()))), |
| 157 | + ) |
| 158 | + self.assertEqual( |
| 159 | + activation_contract.calculate_activation_sha256(activation), |
| 160 | + activation_contract.calculate_activation_sha256(dict(reversed(activation.items()))), |
| 161 | + ) |
| 162 | + self.assertEqual( |
| 163 | + reconciliation_record_contract.calculate_reconciliation_sha256(record), |
| 164 | + reconciliation_record_contract.calculate_reconciliation_sha256(dict(reversed(record.items()))), |
| 165 | + ) |
| 166 | + rebuilt = self._composition() |
| 167 | + self.assertEqual(json.dumps((bundle, activation, record), sort_keys=True), json.dumps(rebuilt, sort_keys=True)) |
| 168 | + |
| 169 | + def test_bundle_mutations_fail_closed_through_activation_and_reconciliation_chain(self): |
| 170 | + for mutate in ( |
| 171 | + lambda value: value["strategy"].update({"id": "mutated-strategy"}), |
| 172 | + lambda value: value["dependencies"]["strategy"].update({"artifact_sha256": self._sha("0")}), |
| 173 | + lambda value: value["evidence"].update({"artifact_sha256": self._sha("0")}), |
| 174 | + ): |
| 175 | + with self.subTest(mutate=mutate): |
| 176 | + bundle, activation, record = self._composition() |
| 177 | + mutate(bundle) |
| 178 | + with self.assertRaises((activation_contract.ActivationValidationError, reconciliation_record_contract.ReconciliationValidationError)): |
| 179 | + activation_contract.validate_activation(activation, expected_bundle=bundle, as_of=AS_OF) |
| 180 | + with self.assertRaises(reconciliation_record_contract.ReconciliationValidationError): |
| 181 | + reconciliation_record_contract.validate_reconciliation_record( |
| 182 | + record, expected_bundle=bundle, expected_activation=activation, as_of=AS_OF |
| 183 | + ) |
| 184 | + |
| 185 | + def test_activation_mutations_fail_closed_through_reconciliation_chain(self): |
| 186 | + mutations = ( |
| 187 | + lambda value: value.update({"activation_id": "activation.synthetic.other.20260805"}), |
| 188 | + lambda value: value.update({"activation_sha256": self._sha("0")}), |
| 189 | + lambda value: value["target"].update({"environment": "synthetic-other"}), |
| 190 | + lambda value: value.update({"stage": "PAPER_DRY_RUN"}), |
| 191 | + lambda value: value.update({"effective_at": "2026-08-05T11:30:00Z"}), |
| 192 | + ) |
| 193 | + for mutate in mutations: |
| 194 | + with self.subTest(mutate=mutate): |
| 195 | + bundle, activation, record = self._composition() |
| 196 | + mutate(activation) |
| 197 | + if activation["stage"] != activation["human_authority"]["stage"]: |
| 198 | + activation["human_authority"]["stage"] = activation["stage"] |
| 199 | + if activation["activation_sha256"] != self._sha("0"): |
| 200 | + activation["activation_sha256"] = activation_contract.calculate_activation_sha256(activation) |
| 201 | + with self.assertRaises(reconciliation_record_contract.ReconciliationValidationError): |
| 202 | + reconciliation_record_contract.validate_reconciliation_record( |
| 203 | + record, expected_bundle=bundle, expected_activation=activation, as_of=AS_OF |
| 204 | + ) |
| 205 | + |
| 206 | + def test_non_missing_observer_and_comparison_material_is_rejected(self): |
| 207 | + for field, value in ( |
| 208 | + ("status", "MATCHED"), |
| 209 | + ("status", "MISMATCHED"), |
| 210 | + ("observer", {"id": "synthetic-observer"}), |
| 211 | + ("observation", {"observed_at": "2026-08-05T11:00:00Z"}), |
| 212 | + ("comparison", {"complete": False}), |
| 213 | + ): |
| 214 | + with self.subTest(field=field): |
| 215 | + bundle, activation, record = self._composition() |
| 216 | + record[field] = value |
| 217 | + record["reconciliation_sha256"] = reconciliation_record_contract.calculate_reconciliation_sha256(record) |
| 218 | + with self.assertRaises(reconciliation_record_contract.ReconciliationValidationError): |
| 219 | + self._validate(bundle, activation, record) |
| 220 | + |
| 221 | + def test_unsafe_material_and_invalid_synthetic_inputs_fail_closed(self): |
| 222 | + for key, value in ( |
| 223 | + ("unknown", {"nested": True}), |
| 224 | + ("credential", "not-a-credential"), |
| 225 | + ("raw_payload", {"synthetic": True}), |
| 226 | + ("account", {"number": "00000000"}), |
| 227 | + ("order", {"id": "synthetic-order"}), |
| 228 | + ("fill", {"id": "synthetic-fill"}), |
| 229 | + ("capital", {"amount": 1}), |
| 230 | + ): |
| 231 | + with self.subTest(key=key): |
| 232 | + bundle, activation, record = self._composition() |
| 233 | + record["expected_identity"][key] = value |
| 234 | + record["reconciliation_sha256"] = reconciliation_record_contract.calculate_reconciliation_sha256(record) |
| 235 | + with self.assertRaises(reconciliation_record_contract.ReconciliationValidationError): |
| 236 | + self._validate(bundle, activation, record) |
| 237 | + |
| 238 | + bundle, activation, record = self._composition() |
| 239 | + bundle["created_at"] = "2026-02-30T08:00:00Z" |
| 240 | + bundle["bundle_sha256"] = deployment_bundle_contract.calculate_bundle_sha256(bundle) |
| 241 | + with self.assertRaises(deployment_bundle_contract.BundleValidationError): |
| 242 | + deployment_bundle_contract.validate_bundle(bundle) |
| 243 | + |
| 244 | + bundle, activation, record = self._composition() |
| 245 | + record["produced_at"] = "2026-02-30T11:00:00Z" |
| 246 | + record["reconciliation_sha256"] = reconciliation_record_contract.calculate_reconciliation_sha256(record) |
| 247 | + with self.assertRaises(reconciliation_record_contract.ReconciliationValidationError): |
| 248 | + self._validate(bundle, activation, record) |
| 249 | + |
| 250 | + bundle, activation, record = self._composition() |
| 251 | + record["assertions"]["runtime_active_verified"] = math.nan |
| 252 | + with self.assertRaises(reconciliation_record_contract.ReconciliationValidationError): |
| 253 | + self._validate(bundle, activation, record) |
| 254 | + |
| 255 | + bundle, activation, record = self._composition() |
| 256 | + other_bundle = self._bundle(platform="binance-platform") |
| 257 | + with self.assertRaises(reconciliation_record_contract.ReconciliationValidationError): |
| 258 | + reconciliation_record_contract.validate_reconciliation_record( |
| 259 | + record, expected_bundle=other_bundle, expected_activation=activation, as_of=AS_OF |
| 260 | + ) |
| 261 | + |
| 262 | + def test_serialized_synthetic_composition_has_no_credentials_or_business_payload(self): |
| 263 | + composition = json.dumps(self._composition(), sort_keys=True) |
| 264 | + for forbidden in ("credential", "secret", "token", "password", "raw_payload", "orders", "capital_value"): |
| 265 | + self.assertNotIn(forbidden, composition.lower()) |
| 266 | + |
| 267 | + |
| 268 | +if __name__ == "__main__": |
| 269 | + unittest.main() |
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